Archive Decision

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NZ Metro TC 25 September 2020 – R 9 – Chair, Mr R McKenzie

ID: JCA16230

Applicant:
S P Renault, Stipendiary Steward

Respondent(s):
A W Faulks, Licensed Open Driver

Information Number:
A13214

Hearing Type:
Hearing

New Charge:
Excessive Use of Whip

Rules:
869(2)& Use of the Whip Regulation

Plea:
admitted

Meet Title:
NZ Metro TC - 25 September 2020

Meet Chair:
RMcKenzie

Race Date:
2020/09/25

Race Number:
R9

Decision:

Mr Faulks having admitted the charge, the charge is found proved.

Penalty:

Mr Faulks is fined the sum of $200.

Facts:

Following the running of Race 9, Clarkson Signs – In House Graphic Design Handicap Trot, an information was filed by Stipendiary Steward, Mr S P Renault, against Licensed Open Driver, Mr A W Faulks, alleging that Mr Faulks, as the driver of ARRAN CHIEF in the race, “used his whip on more occasions than is permitted by Clause (b) of the Use of the Whip Regulation.”

Mr Faulks had signed the Statement by the Respondent on the information form indicating that he admitted the breach. He was present at the hearing of the information and confirmed that he admitted the breach.

Rule 869 provides as follows:

(2) No horseman shall during any race use a whip in a manner in contravention of the Use of the Whip Regulations made by the Board.

The Use of Whip Regulations (effective from 30 November 2017) provide:

(b) No horseman is permitted to use their whip in a striking motion on more than ten occasions inside the final 400 metres. This is inclusive of “backhanders” and the use applies to the horse, harness and/or sulky.

Mr Renault showed a video replay of the final 400 metres of the race. He pointed out ARRAN CHIEF, driven by Mr Faulks, racing four places back on the markers as the field entered the home straight. After turning into the straight, Mr Faulks used his whip 12 times from the 200 metres to the finishing line, Mr Renault said. The Committee noted that ARRAN CHIEF finished in 8th position, 3.4 lengths from the winner.

Mr Faulks accepted the alleged number of 12 strikes. His explanation was, simply, that he had miscounted. 

Submissions for Penalty:

Mr Renault said that Mr Faulks has had two drives this season and last season had 31. His record in the last 6 months is clear.

Mr Renault referred to the penalty guide in the regulation and said that Stewards were recommending a fine of $200 as prescribed for a breach involving a number of strikes in the range of 11-13.

Reasons for Penalty:

There were a clear number of 12 strikes. The penalty guide penalty for a first breach involving 11-13 strikes is a fine of $200.

In this case there are no aggravating factors and no relevant mitigating factors.

JCA Decision Fields (raw)

Dmitry: This section contains all JCA fields migrated from the raw data.

Data from these fields should be mapped appropriately to display amongst the standard fields above; please make note of any values below that are missing in the above standard fields but should be there.

hearingid: cd3aaa419f710511d3f1da1a23d75a7d


informantnumber: A13214


horsename:


hearing_racingtype:


startdate: no date provided


newcharge: Excessive Use of Whip


plea: admitted


penaltyrequired: 1


decisiondate: 29/09/2020


hearing_title: NZ Metro TC 25 September 2020 - R 9 - Chair, Mr R McKenzie


charge:


facts:

Following the running of Race 9, Clarkson Signs – In House Graphic Design Handicap Trot, an information was filed by Stipendiary Steward, Mr S P Renault, against Licensed Open Driver, Mr A W Faulks, alleging that Mr Faulks, as the driver of ARRAN CHIEF in the race, “used his whip on more occasions than is permitted by Clause (b) of the Use of the Whip Regulation.”

Mr Faulks had signed the Statement by the Respondent on the information form indicating that he admitted the breach. He was present at the hearing of the information and confirmed that he admitted the breach.

Rule 869 provides as follows:

(2) No horseman shall during any race use a whip in a manner in contravention of the Use of the Whip Regulations made by the Board.

The Use of Whip Regulations (effective from 30 November 2017) provide:

(b) No horseman is permitted to use their whip in a striking motion on more than ten occasions inside the final 400 metres. This is inclusive of “backhanders” and the use applies to the horse, harness and/or sulky.

Mr Renault showed a video replay of the final 400 metres of the race. He pointed out ARRAN CHIEF, driven by Mr Faulks, racing four places back on the markers as the field entered the home straight. After turning into the straight, Mr Faulks used his whip 12 times from the 200 metres to the finishing line, Mr Renault said. The Committee noted that ARRAN CHIEF finished in 8th position, 3.4 lengths from the winner.

Mr Faulks accepted the alleged number of 12 strikes. His explanation was, simply, that he had miscounted. 


appealdecision:


isappeal:


submissionsfordecision:


reasonsfordecision:


Decision:

Mr Faulks having admitted the charge, the charge is found proved.


sumissionsforpenalty:

Mr Renault said that Mr Faulks has had two drives this season and last season had 31. His record in the last 6 months is clear.

Mr Renault referred to the penalty guide in the regulation and said that Stewards were recommending a fine of $200 as prescribed for a breach involving a number of strikes in the range of 11-13.


reasonsforpenalty:

There were a clear number of 12 strikes. The penalty guide penalty for a first breach involving 11-13 strikes is a fine of $200.

In this case there are no aggravating factors and no relevant mitigating factors.


penalty:

Mr Faulks is fined the sum of $200.


hearing_type: Hearing


Rules: 869(2)& Use of the Whip Regulation


Informant: S P Renault, Stipendiary Steward


JockeysandTrainer: A W Faulks, Licensed Open Driver


Otherperson:


PersonPresent:


Respondent:


StipendSteward:


raceid: 64ed22e0b75522af566eefccfcff5dcc


race_expapproval:


racecancelled: 0


race_noreport: 0


race_emailed1: 0


race_emailed2: 0


race_title: R9


submittochair:


race_expappcomment:


race_km:


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meetid: bcd6af5f86e11edda53dc88c898e3b0d


meet_expapproval:


meet_noreport: 0


waitingforpublication: 0


meet_emailed1: 0


meet_emailed2: 0


meetdate: 25/09/2020


meet_title: NZ Metro TC - 25 September 2020


meet_expappcomment:


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tracklocation: nz-metro-tc


meet_racingtype: harness-racing


meet_chair: RMcKenzie


meet_pm1: none


meet_pm2: none


name: NZ Metro TC